Zuo, Si 左思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2011-07-06 | 2012-03-30 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-19 | 2011-05-31 | Rep | Dealing in futures contracts | 2011-01-19 | 2011-06-30 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2012-09-26 | 2016-10-06 |
| 4 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-11-10 | 2018-02-01 |
| 5 | Shang International Finance Limited | Rep | Advising on corporate finance | 2018-03-12 | 2019-12-04 | Rep | Advising on securities | 2018-04-18 | 2019-12-04 | Rep | Dealing in securities | 2018-04-18 | 2019-12-04 |
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