Mak, Shiu Ki 麥兆岐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2009-10-28 | 2014-06-30 |
| 2 | BOCI Bullion Company Limited | RO | Automated trading services | 2004-01-12 | RO | Dealing in securities | 2006-12-31 |
| 3 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in futures contracts | 2011-01-27 |
| 4 | BOCI RESEARCH LIMITED | RO | Advising on securities | 2011-09-06 | |
| 5 | BOCI SECURITIES LIMITED | RO | Dealing in securities | RO | Advising on securities | 2004-03-01 | RO | Dealing in futures contracts | 2005-11-28 |
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