Wong, Chung Mun 黃仲文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASSET MANAGEMENT LIMITED | RO | Asset management | 2008-07-03 | 2014-12-24 |
| 2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-01-02 | 2004-02-03 | RO | Dealing in futures contracts | 2004-02-03 | 2011-09-30 | RO | Advising on futures contracts | 2004-11-17 | 2011-09-30 | RO | Advising on futures contracts | 2013-09-09 | 2016-12-01 | RO | Dealing in futures contracts | 2013-09-09 | 2016-12-01 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-02 | 2004-02-03 | RO | Dealing in securities | 2004-02-03 | 2016-12-01 | RO | Advising on securities | 2004-11-03 | 2016-12-01 | RO | Advising on futures contracts | 2005-10-06 | 2016-12-01 | RO | Dealing in futures contracts | 2005-10-06 | 2016-12-01 | RO | Leveraged foreign exchange trading | 2011-02-25 | 2015-07-02 |
| 4 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2024-04-09 | 2024-04-24 | RO | Dealing in futures contracts | 2024-04-24 |
| 5 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-04-09 | 2024-04-24 | Rep | Dealing in securities | 2024-04-09 | 2024-04-24 | RO | Advising on securities | 2024-04-24 | RO | Dealing in securities | 2024-04-24 |
| 6 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2018-09-05 | 2018-09-05 | RO | Asset management | 2018-09-05 | 2023-05-24 |
| 7 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-09-05 | 2018-09-05 | Rep | Dealing in futures contracts | 2018-09-05 | 2018-09-05 | RO | Advising on futures contracts | 2018-09-05 | 2023-05-24 | RO | Dealing in futures contracts | 2018-09-05 | 2023-05-24 |
| 8 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2018-09-05 | 2018-09-05 | RO | Leveraged foreign exchange trading | 2018-09-05 | 2023-05-24 |
| 9 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-09-05 | 2018-09-05 | Rep | Dealing in securities | 2018-09-05 | 2018-09-05 | RO | Advising on securities | 2018-09-05 | 2023-05-24 | RO | Dealing in securities | 2018-09-05 | 2023-05-24 | RO | Dealing in futures contracts | 2021-04-09 | 2023-05-24 |
| 10 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Asset management | 2003-08-26 | RO | Automated trading services | 2003-08-26 | RO | Advising on futures contracts | 2003-12-22 | RO | Dealing in futures contracts | 2003-12-22 |
| 11 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-26 | Rep | Advising on securities | 2003-08-26 | Rep | Asset management | 2003-08-26 | Rep | Automated trading services | 2003-08-26 | Rep | Dealing in securities | 2003-12-22 | RO | Leveraged foreign exchange trading | 2003-09-30 | 2003-12-22 |
| 12 | iBest Securities Company Limited | Rep | Advising on corporate finance | 2003-08-26 | Rep | Advising on securities | 2003-08-26 | Rep | Asset management | 2003-08-26 | Rep | Dealing in securities | 2003-12-22 |
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