Wong, Kim Hung 黃劍雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avenue Family Office Limited | Rep | Advising on securities | 2018-12-12 | 2021-09-15 | Rep | Asset management | 2018-12-12 | 2021-09-15 | Rep | Dealing in securities | 2018-12-12 | 2021-09-15 |
| 2 | BOCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-12-02 | 2012-02-29 | RO | Asset management | 2012-02-29 | 2014-06-30 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-17 | 2012-02-29 | Rep | Advising on securities | 2010-12-02 | 2012-02-29 | Rep | Dealing in futures contracts | 2010-12-02 | 2012-02-29 | RO | Advising on securities | 2012-02-29 | 2015-12-15 | RO | Dealing in futures contracts | 2012-02-29 | 2015-12-15 | RO | Dealing in securities | 2012-02-29 | 2015-12-15 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-04-01 | 2010-08-05 |
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