Wong, Shing Kwan (SFC:ACS352) 黃成坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-10-12 | 2013-10-03 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-16 | 2013-10-03 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Asset management | 2013-12-03 | 2014-05-02 | Rep | Dealing in securities | 2013-12-03 | 2014-05-02 | RO | Asset management | 2014-05-02 | 2018-09-10 | RO | Dealing in securities | 2014-05-02 | 2018-09-10 | RO | Advising on securities | 2018-01-25 | 2018-09-10 |
| 4 | HONG KONG ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-06-12 | 2024-02-15 | RO | Asset management | 2019-06-12 | 2024-02-15 | RO | Dealing in securities | 2019-06-12 | 2024-02-15 | RO | Advising on futures contracts | 2023-04-14 | 2023-10-13 | RO | Dealing in futures contracts | 2023-04-14 | 2023-10-13 |
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