Shi, Yun Fu 施云富
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2011-01-28 | 2011-03-11 | Rep | Dealing in futures contracts | 2011-01-28 | 2011-03-11 | RO | Advising on futures contracts | 2011-03-11 | 2013-08-14 | RO | Dealing in futures contracts | 2011-03-11 | 2013-08-14 |
| 2 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2009-05-27 | 2009-08-27 |
| 3 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2006-06-09 | 2006-09-09 |
| 4 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-05-27 | 2009-08-27 | Rep | Dealing in securities | 2009-05-27 | 2009-08-27 |
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