Liu, Si (SFC:AVM307) 劉斯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2011-02-24 | 2014-02-08 | Rep | Dealing in futures contracts | 2011-02-24 | 2014-02-08 | Rep | Advising on futures contracts | 2019-11-12 | Rep | Dealing in futures contracts | 2019-11-12 |
| 2 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-07-12 | 2011-02-01 | Rep | Dealing in futures contracts | 2014-02-10 | 2015-11-11 |
| 3 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-07-12 | 2011-02-01 | Rep | Dealing in securities | 2010-07-12 | 2011-02-01 | Rep | Dealing in futures contracts | 2014-02-10 | 2015-11-11 |
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