Zhu, Dale Qingpu 朱青浦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2011-06-08 | 2013-03-19 |
| 2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-06-08 | 2013-03-19 |
| 3 | BOCI COMMODITIES & FUTURES LIMITED | RO | Advising on futures contracts | 2013-03-19 | 2014-04-16 |
| 4 | BOCI COMMODITIES & FUTURES LIMITED | RO | Dealing in futures contracts | 2013-03-19 | 2014-04-16 |
| 5 | TAI FUNG ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2016-03-01 | 2020-07-30 |
| 6 | TAI FUNG ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2023-03-06 | 2023-09-06 |
| 7 | TAI FUNG ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2023-03-06 | 2024-03-05 |
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