Chan, Suk Man (SFC:AHT098) 陳淑雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2007-11-29 | 2012-11-03 |
| 2 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2007-09-14 | 2007-11-16 |
| 3 | EFG Asset Management (HK) Limited | Rep | Advising on securities | 2013-11-11 | 2020-12-03 | Rep | Dealing in securities | 2013-11-11 | 2020-12-03 | Rep | Asset management | 2014-11-26 | 2020-12-03 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2005-06-28 | 2007-08-01 |
| 5 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2005-06-07 |
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