Ngai, Shing Man 魏晟旻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alphamax Asset Management (HK) Limited | Rep | Asset management | 2016-01-11 | 2016-06-06 |
| 2 | BOCHK Asset Management Limited | Rep | Advising on securities | 2016-07-22 | 2023-05-24 | Rep | Asset management | 2016-07-22 | 2023-05-24 | Rep | Dealing in securities | 2016-07-22 | 2023-05-24 |
| 3 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2010-10-08 | 2014-05-28 |
| 4 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2009-08-13 | 2010-07-08 |
| 5 | CINDA INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-08-02 | 2010-09-27 | RO | Advising on securities | 2010-09-27 | 2010-10-05 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2007-06-13 | 2009-07-18 |
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