Shen, Tao (SFC:AUS961) 沈濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2010-02-17 | 2012-02-17 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2019-01-29 | 2021-12-07 | Rep | Advising on securities | 2023-07-13 |
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