Ng, Oliver Tse Kuen 伍子權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI Bullion Company Limited | RO | Advising on corporate finance | 2004-01-12 | RO | Advising on securities | 2004-01-12 | RO | Asset management | 2004-01-12 | RO | Automated trading services | 2004-05-27 | RO | Dealing in securities | 2006-12-31 |
| 2 | BOCI SECURITIES LIMITED | RO | Dealing in securities | 2004-01-12 | 2023-02-28 | RO | Advising on securities | 2004-10-29 | 2023-02-28 | RO | Leveraged foreign exchange trading | 2011-10-21 | 2015-02-17 | RO | Dealing in futures contracts | 2012-03-22 | 2023-02-28 |
| 3 | Goldin Equities Limited | RO | Advising on corporate finance | 2004-01-12 | RO | Advising on securities | 2004-01-12 | RO | Asset management | 2004-01-12 | RO | Dealing in securities | 2006-01-26 |
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