Ting, Carter Richard 丁文達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-23 | 2010-09-03 | RO | Dealing in securities | 2010-09-03 | 2012-03-02 | Rep | Dealing in futures contracts | 2012-01-10 | 2012-03-02 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2004-07-19 | 2007-04-04 |
| 3 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-04-24 | 2018-08-31 | RO | Dealing in futures contracts | 2018-08-31 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-04-24 | 2015-08-05 | RO | Advising on securities | 2015-08-05 | RO | Dealing in securities | 2015-08-05 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-06-05 | Rep | Advising on securities | 2004-06-05 | Rep | Asset management | 2004-06-05 | Rep | Automated trading services | 2004-06-05 | Rep | Dealing in securities | 2004-06-05 | Rep | Dealing in securities | 2007-05-07 | 2010-05-31 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-05-07 | 2010-05-31 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-05-10 | 2010-05-31 |
| 8 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2012-05-03 | 2014-09-01 | Rep | Dealing in securities | 2012-05-03 | 2014-09-01 | RO | Advising on securities | 2014-09-01 | 2015-03-04 | RO | Dealing in securities | 2014-09-01 | 2015-03-04 |
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