Chan, Hoi Fung (SFC:AHF378) 陳凱峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-01 | 2008-01-05 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-01 | 2008-01-05 | Rep | Dealing in futures contracts | 2005-10-13 | 2008-01-05 | Rep | Dealing in futures contracts | 2008-04-21 | 2017-01-19 | Rep | Dealing in securities | 2008-04-21 | 2017-01-19 | Rep | Leveraged foreign exchange trading | 2011-05-19 | 2014-11-27 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2017-02-14 | 2018-09-07 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2017-02-14 | 2018-09-07 |
| 5 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-09-26 | Rep | Advising on futures contracts | 2018-10-08 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-09-26 | Rep | Advising on securities | 2018-10-08 |
| 7 | HSBC BROKING (CHINA) LIMITED | Rep | Advising on corporate finance | 2004-02-16 | Rep | Advising on securities | 2004-02-16 | Rep | Asset management | 2004-02-16 | Rep | Dealing in securities | 2004-03-01 |
| 8 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-02-16 | Rep | Asset management | 2004-02-16 | Rep | Dealing in futures contracts | 2004-03-01 |
| 9 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-02-16 | Rep | Asset management | 2004-02-16 | Rep | Dealing in futures contracts | 2004-03-01 |
| 10 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-02-16 | Rep | Advising on securities | 2004-02-16 | Rep | Asset management | 2004-02-16 | Rep | Dealing in securities | 2004-03-01 |
| 11 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-16 | Rep | Advising on securities | 2004-02-16 | Rep | Asset management | 2004-02-16 | Rep | Dealing in securities | 2004-03-01 |
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