Chan, Tak Chiu 陳德翹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2011-02-22 | 2015-09-01 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2011-02-22 | 2015-09-01 |
3 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-08-26 | 2015-09-01 |
4 | Sinostar Asset Management Limited | Rep | Asset management | 2015-09-09 | 2016-05-15 |
5 | KEYSTONE CAPITAL LIMITED (HK) | RO | Advising on securities | 2016-06-17 | 2016-10-14 |
6 | KEYSTONE CAPITAL LIMITED (HK) | RO | Asset management | 2016-06-17 | 2016-10-14 |
7 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2016-10-18 | 2017-06-21 |
8 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2016-10-18 | 2017-06-21 |
9 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | Advising on securities | 2017-06-21 | 2020-08-07 |
10 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | Dealing in securities | 2017-06-21 | 2020-08-07 |
11 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-06-29 | 2020-08-07 |
12 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-08-28 | 2020-11-30 |
13 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-08-28 | 2020-11-30 |
14 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2020-10-09 | 2021-02-02 |
15 | CMBC SECURITIES COMPANY LIMITED | RO | Advising on securities | 2020-11-30 | 2021-02-05 |
16 | CMBC SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2020-11-30 | 2021-02-05 |
17 | CMBC ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2021-02-02 | 2021-02-05 |
18 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2021-02-05 | 2021-02-05 |
19 | KEYSTONE CAPITAL LIMITED (HK) | Rep | Advising on securities | 2021-04-08 | 2021-05-21 |
20 | KEYSTONE CAPITAL LIMITED (HK) | Rep | Dealing in securities | 2021-04-08 | 2021-05-21 |
21 | KEYSTONE CAPITAL LIMITED (HK) | Rep | Asset management | 2021-04-08 | 2023-03-21 |
22 | KEYSTONE CAPITAL LIMITED (HK) | RO | Advising on securities | 2021-05-21 | |
23 | KEYSTONE CAPITAL LIMITED (HK) | RO | Dealing in securities | 2021-05-21 | |
24 | KEYSTONE CAPITAL LIMITED (HK) | RO | Asset management | 2023-03-21 |
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