Chen, Chi Hing 陳志興

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2006-01-04 2013-04-12
Rep Dealing in securities 2006-01-04 2013-04-12
Rep Leveraged foreign exchange trading 2011-05-30 2013-04-12
2 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Rep Dealing in futures contracts 2016-10-28 2019-04-30
3 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Dealing in securities 2016-10-28 2019-04-30
4 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2019-05-28
Rep Advising on futures contracts 2019-06-28
5 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2019-05-28
Rep Advising on securities 2019-06-28
6 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2005-08-08 2005-10-03
7 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2005-05-12 2005-10-03
8 HSBC BROKING FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2005-05-12 2005-10-03
9 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2005-05-12 2005-10-03
10 KARL THOMSON INVESTMENT CONSULTANTS LIMITED Rep Advising on securities 2004-05-31 2005-05-03
11 ZHONGTAI INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2015-02-13 2016-09-16
12 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2015-02-13 2016-09-16

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