Chen, Chi Hing 陳志興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-02-13 | 2016-09-16 |
| 2 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-02-13 | 2016-09-16 |
| 3 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2004-05-31 | 2005-05-03 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-05-12 | 2005-10-03 |
| 5 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-05-12 | 2005-10-03 |
| 6 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-05-12 | 2005-10-03 |
| 7 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2005-08-08 | 2005-10-03 |
| 8 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-05-28 | Rep | Advising on securities | 2019-06-28 |
| 9 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-05-28 | Rep | Advising on futures contracts | 2019-06-28 |
| 10 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-10-28 | 2019-04-30 |
| 11 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-10-28 | 2019-04-30 |
| 12 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-01-04 | 2013-04-12 | Rep | Dealing in securities | 2006-01-04 | 2013-04-12 | Rep | Leveraged foreign exchange trading | 2011-05-30 | 2013-04-12 |
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