Chen, Jake Jian Zhou
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-04-08 | Rep | Advising on securities | 2019-04-29 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-03 | 2015-07-28 |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2015-09-21 | 2017-07-03 | Rep | Dealing in securities | 2015-09-21 | 2017-07-03 | RO | Advising on securities | 2017-07-03 | 2017-07-26 | RO | Dealing in securities | 2017-07-03 | 2017-07-26 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-08-10 | 2010-07-13 |
| 5 | SC Lowy Asset Management (HK) Limited | Rep | Asset management | 2017-09-04 | 2018-10-09 |
| 6 | SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2017-09-04 | 2018-10-09 |
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