Cheuk, Chi Wai (SFC:AEM340) 卓芷慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-04-30 | 2008-06-04 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-30 | Rep | Dealing in futures contracts | 2005-10-13 | 2008-06-04 | Rep | Advising on securities | 2008-07-17 | 2009-04-01 | Rep | Dealing in futures contracts | 2009-05-07 | Rep | Leveraged foreign exchange trading | 2011-08-24 | 2014-11-26 |
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