Chu, Wan Yin 朱韻賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2011-01-21 | 2013-02-18 | Rep | Dealing in securities | 2011-01-21 | 2018-10-05 | Rep | Dealing in futures contracts | 2013-03-14 | 2018-10-05 |
| 2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-11-05 | 2021-11-30 | Rep | Dealing in futures contracts | 2018-11-05 | 2021-11-30 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-11-05 | 2021-11-30 | Rep | Dealing in securities | 2018-11-05 | 2021-11-30 |
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