Deng, Yun (SFC:AOY055) 鄧云
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-05-21 | 2014-04-29 | Rep | Dealing in securities | 2007-05-21 | 2014-04-29 | Rep | Advising on securities | 2013-10-15 | 2014-04-29 |
| 2 | China Universal Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2014-05-12 | 2015-11-07 | Rep | Asset management | 2014-08-14 | 2015-11-07 | RO | Dealing in securities | 2015-08-19 | 2015-11-07 |
| 3 | TradeMaster Securities (Hong Kong) Limited | RO | Dealing in securities | 2016-08-18 | RO | Advising on futures contracts | 2017-08-01 | RO | Advising on securities | 2017-08-01 | RO | Asset management | 2017-08-01 | RO | Dealing in futures contracts | 2017-08-01 |
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