Guan, Ling 關玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-16 | 2014-08-11 | Rep | Dealing in futures contracts | 2013-03-28 | 2014-08-11 |
| 2 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2014-09-30 | 2020-01-19 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2014-09-30 | 2020-01-19 |
| 4 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-09-30 | 2020-01-19 | Rep | Dealing in securities | 2014-09-30 | 2020-01-19 |
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