Ho, Rachel Kwok Wai 何國慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-10 | 2011-01-27 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-10 | 2014-08-06 | Rep | Dealing in futures contracts | 2005-10-24 | 2014-08-06 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2005-08-09 | Rep | Leveraged foreign exchange trading | 2016-03-18 | 2016-04-13 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-08-05 | Rep | Asset management | 2004-08-05 | Rep | Dealing in futures contracts | 2005-08-09 | Rep | Dealing in futures contracts | 2014-08-18 | 2016-04-13 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-05 | Rep | Advising on securities | 2004-08-05 | Rep | Asset management | 2004-08-05 | Rep | Dealing in securities | 2005-08-09 | Rep | Dealing in securities | 2014-08-18 | 2016-04-13 | Rep | Advising on securities | 2015-03-26 | 2016-04-13 |
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