Ho, Gale Shuk Man 何淑文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2010-09-24 | 2016-03-08 | Rep | Dealing in securities | 2010-09-24 | 2016-03-08 | Rep | Dealing in futures contracts | 2011-09-15 | 2016-03-08 | Rep | Advising on securities | 2018-03-12 | 2018-06-18 | Rep | Dealing in futures contracts | 2018-03-12 | 2018-06-18 | Rep | Dealing in securities | 2018-03-12 | 2018-06-18 |
| 2 | FT Securities Limited | Rep | Advising on corporate finance | 2004-05-14 | Rep | Advising on securities | 2004-05-14 | Rep | Asset management | 2004-05-14 | Rep | Dealing in securities | 2006-10-14 | Rep | Advising on futures contracts | 2005-09-30 | 2006-10-14 | Rep | Dealing in futures contracts | 2005-09-30 | 2006-10-14 |
| 3 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-05-14 | Rep | Asset management | 2004-05-14 | Rep | Dealing in futures contracts | 2005-10-04 |
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