Hou, Hongyan 侯紅燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Beevest Securities Limited | Rep | Dealing in securities | 2008-12-01 | 2010-04-12 | Rep | Dealing in securities | 2016-05-11 | 2016-07-06 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-07-11 | 2012-09-01 | Rep | Dealing in securities | 2011-07-11 | 2012-09-01 |
3 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2013-04-02 | 2014-10-27 |
4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-03-16 | 2019-08-22 |
5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-03-16 | 2019-08-22 | Rep | Dealing in securities | 2018-03-16 | 2019-08-22 |
6 | Open Securities Limited | Rep | Advising on securities | 2010-10-25 | 2011-06-27 | Rep | Dealing in futures contracts | 2010-10-25 | 2011-06-27 | Rep | Dealing in securities | 2010-10-25 | 2011-06-27 |
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