Hui, Judy Kwan Yue 許坤茹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-11-16 | 2011-01-27 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-11-16 | 2018-12-18 | Rep | Dealing in securities | 2005-11-16 | 2018-12-18 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2003-07-31 | Rep | Asset management | 2003-07-31 | Rep | Automated trading services | 2003-07-31 | Rep | Dealing in futures contracts | 2003-07-31 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2003-07-31 | Rep | Advising on securities | 2003-07-31 | Rep | Asset management | 2003-07-31 | Rep | Automated trading services | 2003-07-31 | Rep | Dealing in securities | 2003-07-31 |
| 5 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2004-12-30 | 2005-10-31 |
| 6 | Funderstone Securities Limited | Rep | Dealing in securities | 2004-12-30 | 2005-10-31 |
| 7 | Pearl International Securities Limited | RO | Advising on securities | 2021-11-16 | 2022-11-25 | RO | Dealing in securities | 2021-11-16 | 2022-11-25 |
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