Hui, Yau Wing 許有榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-01-09 | 2006-03-04 |
| 2 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-07-20 | 2007-11-10 |
| 3 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2007-12-04 | Rep | Dealing in securities | 2008-01-15 | Rep | Dealing in futures contracts | 2010-02-10 |
| 4 | CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED | Rep | Asset management | 2004-07-29 | 2005-03-10 |
| 5 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2003-05-16 | Rep | Advising on securities | 2003-05-16 | Rep | Asset management | 2003-05-16 | Rep | Dealing in securities | 2003-05-16 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-01-09 | 2006-03-04 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-01-09 | 2006-03-04 |
| 8 | Vision Capital Investment Management Limited | Rep | Asset management | 2004-07-29 | 2005-07-01 | Rep | Dealing in securities | 2004-07-29 | 2005-07-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy