Jiang, Shan (SFC:ARN809) 江山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-08-28 | 2017-05-31 | Rep | Dealing in securities | 2008-08-28 | 2017-05-31 | Rep | Leveraged foreign exchange trading | 2014-01-27 | 2014-11-21 |
| 2 | YUDE CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2020-04-27 | RO | Asset management | 2020-04-27 |
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