Ko, Wendy Wai Yee 高慧儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-14 | 2013-09-07 | Rep | Dealing in securities | 2015-08-03 | 2020-10-27 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-01 | 2006-09-26 |
| 3 | Ruffer (Asia) Limited | Rep | Asset management | 2013-10-15 | 2015-07-31 |
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