Kwok, Kwan Kit (SFC:ART041) 郭昆傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-10-17 | 2015-12-11 | Rep | Dealing in securities | 2008-10-17 | 2015-12-11 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-01-21 | 2020-02-20 | Rep | Advising on futures contracts | 2017-10-12 | 2020-06-10 | RO | Dealing in futures contracts | 2020-02-20 | 2020-06-10 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-01-21 | 2020-02-20 | Rep | Advising on securities | 2016-10-27 | 2020-06-10 | RO | Dealing in securities | 2020-02-20 | 2020-06-10 |
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