Kwok, Wai Yee (SFC:AVK944) 郭慧儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2010-06-29 | 2013-02-14 | Rep | Dealing in securities | 2010-06-29 | 2013-02-14 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2013-07-23 | 2013-09-24 | Rep | Dealing in securities | 2013-07-23 | 2013-09-24 |
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