Kwong, Ocean Hoi Yeung 鄺凱揚

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2018-11-07
2 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2018-11-07
3 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2003-12-15 2005-01-21
BOCI SECURITIES LIMITED Rep 2006-04-10 2016-09-02
CHINA MERCHANTS FUTURES (HK) CO., LIMITED Rep 2016-09-07 2018-10-12
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep 2018-11-07 2022-11-01
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED RO 2022-11-01
4 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2003-12-15 2005-01-21
BOCI SECURITIES LIMITED Rep 2006-04-10 2016-09-02
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep 2016-09-07 2018-10-12
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep 2018-11-07 2022-11-01
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED RO 2022-11-01
5 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2004-02-20 2005-01-21
BOCI SECURITIES LIMITED Rep 2011-04-29 2014-11-21

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