Kwong, Ocean Hoi Yeung 鄺凱揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-11-07 | |
2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-11-07 | |
3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2022-11-01 | |
4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2022-11-01 | |
5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-12-15 | 2005-01-21 |
6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-12-15 | 2005-01-21 |
7 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-02-20 | 2005-01-21 |
8 | BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2011-04-29 | 2014-11-21 |
9 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-04-10 | 2016-09-02 |
10 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-10 | 2016-09-02 |
11 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-09-07 | 2018-10-12 |
12 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-09-07 | 2018-10-12 |
13 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-07 | 2022-11-01 |
14 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-07 | 2022-11-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy