Lai, Philip Siu Cheung 黎兆章

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Advising on securities 2007-10-29 2011-11-10
Rep Dealing in securities 2007-10-29 2012-12-07
Rep Dealing in futures contracts 2011-04-08 2012-12-07
2 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2013-03-22
Rep Advising on securities 2019-06-27
3 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2013-03-22

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