Lam, Wing Yee (SFC:AGN610) 林詠儀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI COMMODITIES & FUTURES LIMITED Rep Dealing in futures contracts 2004-06-23 2011-01-27
2 BOCI SECURITIES LIMITED Rep Dealing in securities 2004-06-23 2018-12-18
Rep Dealing in futures contracts 2005-10-14 2018-12-18
3 HAITONG INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2003-08-26
Rep Asset management 2003-08-26
Rep Automated trading services 2003-08-26
Rep Dealing in futures contracts 2004-03-24
4 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Advising on corporate finance 2003-08-26
Rep Advising on securities 2003-08-26
Rep Asset management 2003-08-26
Rep Automated trading services 2003-08-26
Rep Dealing in securities 2004-03-24
Rep Leveraged foreign exchange trading 2004-01-29 2004-03-24

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