Lau, Johnny Chung Wai 劉仲偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | ||
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-14 | |
| 3 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2020-12-17 | |
| 4 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | |
| 5 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2004-01-12 | |
| 6 | BOCI SECURITIES LIMITED | Rep | Asset management | 2004-01-12 | |
| 7 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-13 | |
| 8 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Asset management | 2004-01-13 | |
| 9 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-01-27 | |
| 10 | BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2012-02-06 | 2014-11-27 |
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