Lau, Muk Hoi 柳木海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2024-02-28 | |
| 2 | CMBC SECURITIES COMPANY LIMITED | RO | Advising on securities | 2024-02-28 | |
| 3 | CMBC SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2024-02-28 | |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2022-05-20 | 2024-01-05 |
| 5 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2022-05-20 | 2024-01-05 |
| 6 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-12-24 | 2024-01-05 |
| 7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2018-12-27 | 2024-01-05 |
| 8 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2018-12-27 | 2024-01-05 |
| 9 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-10-24 | 2022-05-20 |
| 10 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-24 | 2022-05-20 |
| 11 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-24 | 2018-12-27 |
| 12 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-24 | 2018-12-27 |
| 13 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on securities | 2016-12-16 | 2018-08-31 |
| 14 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Dealing in securities | 2016-12-16 | 2018-08-31 |
| 15 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-11-07 | 2018-08-31 |
| 16 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2016-09-09 | 2018-08-31 |
| 17 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-09-09 | 2018-08-31 |
| 18 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2016-09-09 | 2016-12-16 |
| 19 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-09-09 | 2016-12-16 |
| 20 | BOCI SECURITIES LIMITED | Rep | Advising on futures contracts | 2014-07-09 | 2016-07-29 |
| 21 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-07-09 | 2016-07-29 |
| 22 | BOCI SECURITIES LIMITED | RO | Advising on securities | 2014-02-11 | 2016-07-29 |
| 23 | BOCI SECURITIES LIMITED | RO | Dealing in securities | 2014-02-11 | 2016-07-29 |
| 24 | BOCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-12-16 | 2014-06-30 |
| 25 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2010-02-08 | 2014-02-11 |
| 26 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-02-08 | 2014-02-11 |
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