Lau, Cathy Wai Ping 劉懷平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2010-03-22 | 2016-07-28 | Rep | Dealing in securities | 2010-03-22 | 2016-07-28 | Rep | Dealing in futures contracts | 2010-09-02 | 2016-07-28 |
| 2 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2016-10-14 | Rep | Asset management | 2016-10-14 | Rep | Dealing in securities | 2016-10-14 |
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