Lee, Wang Sun 李宏燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2008-06-20 | 2011-11-10 | Rep | Dealing in securities | 2008-06-20 | 2016-08-18 | Rep | Dealing in futures contracts | 2009-03-11 | 2016-08-18 | Rep | Leveraged foreign exchange trading | 2013-03-04 | 2014-11-27 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-09-09 | 2018-09-14 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-09-09 | 2018-09-14 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-10-05 | Rep | Dealing in futures contracts | 2018-10-05 |
| 5 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-09-02 | |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-05 | Rep | Dealing in securities | 2018-10-05 |
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