Lee, Peggy Wing Kea 李詠琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-03 | 2014-06-30 | Rep | Dealing in futures contracts | 2011-02-24 | 2014-06-30 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in securities | 2008-12-19 | Rep | Dealing in securities | 2009-07-30 | 2010-08-02 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in futures contracts | 2008-12-19 | Rep | Dealing in futures contracts | 2009-07-30 | 2010-08-02 |
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