Leung, Lo Ming 梁露明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2007-11-06 | 2007-11-29 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-11-06 | 2007-10-31 | Rep | Dealing in securities | 2006-11-06 | 2007-10-31 | Rep | Advising on securities | 2007-10-09 | 2008-06-19 | Rep | Dealing in futures contracts | 2008-05-21 | 2017-04-28 | Rep | Dealing in securities | 2008-05-21 | 2017-04-28 | Rep | Leveraged foreign exchange trading | 2011-05-12 | 2015-02-05 | Rep | Advising on securities | 2011-11-11 | 2017-04-28 |
3 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2020-08-26 | Rep | Dealing in securities | 2020-08-26 |
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