Leung, Tat Kwong 梁達光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2008-12-05 | 2011-11-10 | Rep | Dealing in securities | 2008-12-05 | 2013-05-23 | Rep | Dealing in futures contracts | 2009-07-30 | 2013-05-23 |
| 2 | Bright Fund Management Limited | Rep | Asset management | 2015-08-11 | 2017-05-18 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-06-10 | 2017-05-18 |
| 4 | Core Capital Securities Limited | RO | Dealing in securities | 2023-05-19 | |
| 5 | Da Wan Asset Management Limited | RO | Advising on securities | 2018-12-13 | 2019-08-31 | RO | Asset management | 2018-12-13 | 2019-08-31 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-06-10 | 2017-05-18 |
| 7 | Infinite Success Assets Management Limited | RO | Advising on securities | 2021-01-21 | 2021-06-17 | RO | Asset management | 2021-01-21 | 2021-06-17 |
| 8 | Jingdong Securities Limited | RO | Advising on securities | 2017-05-26 | 2018-10-31 | RO | Asset management | 2017-05-26 | 2018-10-31 | RO | Dealing in securities | 2017-05-26 | 2018-10-31 |
| 9 | JT CAPITAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2023-05-19 | RO | Asset management | 2023-05-19 |
| 10 | Renco Investments Limited | RO | Advising on securities | 2022-02-14 | 2022-04-30 | RO | Asset management | 2022-02-14 | 2022-04-30 |
| 11 | Silver Grant International Capital Management Limited | RO | Advising on securities | 2022-05-24 | 2022-10-18 | RO | Asset management | 2022-05-24 | 2022-10-18 |
| 12 | WiseWings Capital Management Limited | Rep | Advising on securities | 2021-08-19 | 2021-09-10 | Rep | Asset management | 2021-08-19 | 2021-09-10 | RO | Advising on securities | 2021-09-10 | 2022-01-13 | RO | Asset management | 2021-09-10 | 2022-01-13 | RO | Dealing in securities | 2021-09-10 | 2022-01-13 |
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