Li, Siu On 李紹安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-13 | Rep | Asset management | 2004-01-13 | Rep | Dealing in futures contracts | 2011-01-27 |
2 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in securities | 2013-12-31 | Rep | Dealing in futures contracts | 2005-10-13 | 2013-12-31 | Rep | Leveraged foreign exchange trading | 2011-12-13 | 2013-12-31 |
3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | Rep | Dealing in securities | 2017-02-13 |
4 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2014-01-15 | 2017-02-12 |
5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2014-01-15 | 2017-02-12 |
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