Li, Siu On 李紹安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-13 | Rep | Asset management | 2004-01-13 | Rep | Dealing in futures contracts | 2011-01-27 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in securities | 2013-12-31 | Rep | Dealing in futures contracts | 2005-10-13 | 2013-12-31 | Rep | Leveraged foreign exchange trading | 2011-12-13 | 2013-12-31 |
| 3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | Rep | Dealing in securities | 2017-02-13 |
| 4 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2014-01-15 | 2017-02-12 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2014-01-15 | 2017-02-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy