Liu, Ngar Yin 廖雅賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2011-04-07 | 2013-08-13 | Rep | Dealing in securities | 2011-04-07 | 2017-01-27 | Rep | Advising on securities | 2021-09-07 | 2023-01-13 | Rep | Dealing in securities | 2021-09-07 | 2023-01-13 | Rep | Dealing in futures contracts | 2021-09-28 | 2023-01-13 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-03-14 | 2021-07-23 | Rep | Advising on securities | 2019-10-16 | 2021-07-23 |
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