Lloyd, Rachel Freda 羅愛欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2005-04-23 | 2006-04-26 | Rep | Dealing in securities | 2005-04-23 | 2006-04-26 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-02 | 2014-03-10 | Rep | Advising on securities | 2012-04-10 | 2014-03-10 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2014-03-21 | 2014-10-11 | Rep | Dealing in securities | 2014-03-21 | 2014-10-11 |
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