Lo, Lawrence Yip Cheong 盧業昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-01-17 | 2013-10-20 | Rep | Dealing in securities | 2011-01-17 | 2013-10-20 | Rep | Leveraged foreign exchange trading | 2011-06-08 | 2013-10-20 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2010-10-30 | |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-07-16 | Rep | Asset management | 2004-07-16 | Rep | Dealing in futures contracts | 2010-10-30 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Automated trading services | 2003-09-02 | RO | Advising on corporate finance | 2004-07-16 | RO | Advising on securities | 2004-07-16 | RO | Asset management | 2004-07-16 | RO | Dealing in securities | 2008-11-01 | Rep | Dealing in securities | 2008-11-01 | 2010-10-30 |
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