Lui, Alan Chi Man 雷子文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-01-19 | 2013-11-30 | Rep | Dealing in securities | 2010-01-19 | 2013-11-30 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2007-08-14 | 2009-03-21 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2006-08-22 | 2007-07-16 | Rep | Dealing in securities | 2013-12-02 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-12-02 | |
| 5 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2005-10-26 | 2006-07-31 |
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