Lui, Moses Yu Mo 雷裕武
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2013-11-07 | Rep | Asset management | 2013-11-07 | Rep | Dealing in securities | 2013-11-07 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-18 | 2013-09-07 | Rep | Advising on securities | 2010-11-15 | 2013-09-07 |
3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2006-05-24 | 2007-06-09 |
4 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Advising on securities | 2006-08-15 | 2007-06-09 | Rep | Asset management | 2006-08-15 | 2007-06-09 |
5 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-21 | Rep | Advising on securities | 2004-01-21 | Rep | Asset management | 2004-01-21 | Rep | Dealing in securities | 2005-08-04 |
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