Ma, Shuk Wa 馬淑華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-06-25 | |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2003-06-25 | |
| 3 | BOCI SECURITIES LIMITED | Rep | Asset management | 2003-06-25 | |
| 4 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2020-08-04 | |
| 5 | BOCI Bullion Company Limited | Rep | Automated trading services | 2003-08-04 | 2004-04-29 |
| 6 | BOCI Bullion Company Limited | Rep | Dealing in securities | 2003-08-04 | 2004-04-29 |
| 7 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-05 | 2011-01-27 |
| 8 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-14 | 2020-08-04 |
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