Ng, Chi Yu 吳知雨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALLIANCE PARTNERS CAPITAL LIMITED (b2018-02-01) | RO | Advising on securities | 2024-12-23 | RO | Asset management | 2024-12-23 | RO | Dealing in securities | 2024-12-23 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-08-30 | 2015-01-20 | Rep | Dealing in securities | 2007-08-30 | 2015-01-20 | Rep | Leveraged foreign exchange trading | 2011-09-12 | 2014-11-26 |
| 3 | CACHET ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-02-13 | 2017-01-13 | Rep | Asset management | 2015-02-13 | 2017-01-13 | Rep | Dealing in securities | 2015-02-13 | 2017-01-13 | RO | Advising on securities | 2017-01-13 | 2017-04-27 | RO | Asset management | 2017-01-13 | 2017-04-27 | RO | Dealing in securities | 2017-01-13 | 2017-04-27 |
| 4 | Sinocon Capital International Limited | RO | Advising on securities | 2017-06-27 | 2024-12-13 | RO | Asset management | 2017-06-27 | 2024-12-13 |
| 5 | Sinocon Securities International Limited | RO | Dealing in securities | 2017-07-20 | 2024-12-13 |
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